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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-02-08
  • IL RA
    APPROVED
    Since 2022-02-08

Branch Locations

1985 Dekalb Ave, Sycamore, IL 60178 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Bank Rockford IL 04/2014 04/2017
Pnc Investments Rockford IL 04/2014 04/2017
Bmo Harris Bank Huntley IL 06/2017 07/2021
Unemployed Herbert IL 04/2017 06/2017
Lpl Financial Llc Huntley IL 03/2021 07/2021
Pruco Securities, Llc Kingston IL 07/2021 01/2022
The Prudential Insurance Company Of America Kingston IL 07/2021 01/2022
Lpl Financial Llc Dekalb IL 02/2022 Present
Heartland Bank And Trust Company Dekalb IL 01/2022 Present
  • 04/2014 → 04/2017
    Pnc Bank
    Rockford, IL
  • 04/2014 → 04/2017
    Pnc Investments
    Rockford, IL
  • 06/2017 → 07/2021
    Bmo Harris Bank
    Huntley, IL
  • 04/2017 → 06/2017
    Unemployed
    Herbert, IL
  • 03/2021 → 07/2021
    Huntley, IL
  • 07/2021 → 01/2022
    Kingston, IL
  • 07/2021 → 01/2022
    The Prudential Insurance Company Of America
    Kingston, IL
  • 02/2022 → Present
    Dekalb, IL
  • 01/2022 → Present
    Heartland Bank And Trust Company
    Dekalb, IL
Previous Registrations
  • 2021-07-21 → 2022-01-26
    Kingston, IL
    Downers Grove, IL
  • 2021-03-24 → 2021-07-22
    Huntley, IL
  • 2017-06-19 → 2021-03-24
    Bmo Harris Financial Advisors, Inc.
    Huntley, IL
  • 2014-05-13 → 2017-05-02
    Rockford, IL
    Belvidere, IL
  • 2007-07-09 → 2014-04-11
    Dekalb, IL
    Sterling, IL
    Dixon, IL
    Elburn, IL
    Hampshire, IL
    Hinckley, IL
    Dekalb, IL
    Dekalb, IL
    Louisville, KY
    Hinckley, IL
    Elburn, IL
Other Businesses

1) 2/2022- HBT Investment Services- DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s) 2) 2/2022- Corey Hausen- Notary- inv. related - KINGSTON, IL - start date 12/31/2018- 1hr/smth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-11
S63 Uniform Securities Agent State Law Examination 2005-12-30
  • S66 Uniform Combined State Law Examination
    2007-06-11
  • S63 Uniform Securities Agent State Law Examination
    2005-12-30
Other Names
  • Corey John Hausen

View on SEC IAPD

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