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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-02-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Bank | Rockford | IL | 04/2014 | 04/2017 |
| Pnc Investments | Rockford | IL | 04/2014 | 04/2017 |
| Bmo Harris Bank | Huntley | IL | 06/2017 | 07/2021 |
| Unemployed | Herbert | IL | 04/2017 | 06/2017 |
| Lpl Financial Llc | Huntley | IL | 03/2021 | 07/2021 |
| Pruco Securities, Llc | Kingston | IL | 07/2021 | 01/2022 |
| The Prudential Insurance Company Of America | Kingston | IL | 07/2021 | 01/2022 |
| Lpl Financial Llc | Dekalb | IL | 02/2022 | Present |
| Heartland Bank And Trust Company | Dekalb | IL | 01/2022 | Present |
1) 2/2022- HBT Investment Services- DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s) 2) 2/2022- Corey Hausen- Notary- inv. related - KINGSTON, IL - start date 12/31/2018- 1hr/smth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 2005-12-30 |
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