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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-05-28 |
| KY | RA | APPROVED | 2018-08-31 |
Branch Locations
600 North Hurstbourne Parkway Suite 100, Louisville, KY 40222 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Louisville | KY | 07/2010 | 08/2018 |
| Bank Of America, N.A. | Louisville | KY | 07/2011 | 08/2018 |
| Stifel Nicolaus & Co Ince | Louisville | KY | 08/2018 | Present |
1) Strehl Investment Corporation; LOUISVILLE, KY; RENTAL PROPERTY; President - OWNER; 04/01/2011; 5.00 Hour(s) Per Week - may be during securities trading hours; Investment-Related. 2) SKJAC Properties, LLC; 462 South 4th Street #2200 Louisville KY 40202; Owns property; Owner/member; 05/03/2019; 0.00 Hour(s) Per Day; Not during securities trading hours; Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-06-13 |
| S63 | Uniform Securities Agent State Law Examination | 1995-04-17 |
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