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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-05-08
PA RA APPROVED 2003-07-08
  • TX RA
    APPROVED_RES
    Since 2017-05-08
  • PA RA
    APPROVED
    Since 2003-07-08

Branch Locations

2790 Mosside Blvd Ste 620, Monroeville, PA 15146-2743 • United States

N Huntingdon, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Pittsburgh PA 03/1995 03/2020
Ameriprise Financial Services, Llc Monroeville PA 03/2020 Present
Other Businesses

Business Ownership; Garrett P. Helfritch; ; Established EIN for staff payroll; 2790 Mosside Blvd Suite 620 Monroeville, PA 15146, ,; Not Investment-Related; 06/01/2004; 1 to 9 hours per month; 0 during trading hours / Velocity Capital Management; Office Expense Management; LLC to pay expenses; 2790 Mosside Blvd Suite 620, , Monroeville, PA, 15146; Not Investment-Related; 11/18/2013; 1 to 9 hours per month; 1 to 9 during trading hours / GPH Administrative Services LLC; Administrative and Management duties; Administrative and Management activities; 12220 Sedona Dr., , N Huntingdon, PA, 15642; Not Investment-Related; 01/29/2021; 60 hours per month; 1 to 9 during trading hours. Outside Employment; GPH Administrative Svcs LLC; Owner - Administrative and Marketing Support; ; 12220 Sedona Dr, , N Huntingdon, PA, 15642; Not Investment-Related; 02/11/2021; 40 to 59 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-08-05
S63 Uniform Securities Agent State Law Examination 1995-04-11
  • S65 Uniform Investment Adviser Law Examination
    1996-08-05
  • S63 Uniform Securities Agent State Law Examination
    1995-04-11

View on SEC IAPD

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