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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-17
  • NY RA
    APPROVED
    Since 2021-08-17

Branch Locations

Citi Wealth Management, Sales 14-18 Railroad Avenue, Greenwich, CT 06830 • United States

Cwm Retail, Sales 137 Mamaroneck Ave., White Plains, NY 10601 • United States

Pleasantville, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citi Chappaqua NY 05/2012 Present
  • 05/2012 → Present
    Citi
    Chappaqua, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-12-31
S63 Uniform Securities Agent State Law Examination 2004-09-17
  • S65 Uniform Investment Adviser Law Examination
    2009-12-31
  • S63 Uniform Securities Agent State Law Examination
    2004-09-17

View on SEC IAPD

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