John Hammond Urner

LPl Financial LLC

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Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2025-04-04

MD RA
APPROVED

Since 2025-04-04

Branch Locations

418 North Potomac Street, Hagerstown, MD 21740 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Commonwealth Financial Network	Waltham	MA	09/2010	10/2016
Urner Andra Investment Management	Hagerstown	MD	09/2010	10/2016
Cetera Investment Services	St.CLoud	MN	10/2016	05/2018
F&M Trust	Chamberburg	PA	10/2016	05/2018
Cetera Investment Advisors	Chambersburg	PA	10/2016	05/2018
Wunderlich Securities, Inc.	Memphis	TN	05/2018	05/2018
B. Riley Wealth Management	Hagerstown	MD	05/2018	04/2025
B. Riley Wealth Advisors, Inc.	Hagerstown	MD	07/2022	04/2025
Lpl Financial	Hagerstown	MD	04/2025	Present

09/2010 → 10/2016

Commonwealth Financial Network

Waltham, MA
09/2010 → 10/2016

Urner Andra Investment Management

Hagerstown, MD
10/2016 → 05/2018

Cetera Investment Services

St.CLoud, MN
10/2016 → 05/2018

F&M Trust

Chamberburg, PA
10/2016 → 05/2018

Cetera Investment Advisors

Chambersburg, PA
05/2018 → 05/2018

Wunderlich Securities, Inc.

Memphis, TN
05/2018 → 04/2025

B. Riley Wealth Management

Hagerstown, MD
07/2022 → 04/2025

B. Riley Wealth Advisors, Inc.

Hagerstown, MD
04/2025 → Present

Lpl Financial

Hagerstown, MD

Previous Registrations

2022-08-27 → 2025-04-23

B. Riley Wealth Advisors, Inc.

Hagerstown, MD
2018-05-11 → 2022-12-31

B. Riley Wealth Management

Hagerstown, MD

Hagerstown, MD

Memphis, TN
2016-11-01 → 2018-05-14

Cetera Investment Advisers Llc

Chambersburg, PA
2010-09-10 → 2016-11-28

Commonwealth Financial Network

Hagerstown, MD

Waltham, MA
2009-03-13 → 2010-09-22

Rbc Capital Markets, Llc

Hagerstown, MD
2005-12-09 → 2009-03-13

Ferris, Baker Watts, Llc

Hagerstown, MD

Hagerstown, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-12-08
S63	Uniform Securities Agent State Law Examination	1995-05-26

S65 Uniform Investment Adviser Law Examination

2005-12-08
S63 Uniform Securities Agent State Law Examination

1995-05-26

Other Names

Hammond Urner

View on SEC IAPD

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

AMERIPRISE FINANCIAL SERVICES, LLC

STATE FARM INVESTMENT MANAGEMENT CORP.

CALTON & ASSOCIATES, INC.

LEGACY INVESTMENT STRATEGIES, LLC

RBC CAPITAL MARKETS, LLC

Other Investors

DANIEL ALLEN NORRIS

JEREMY FRANK DOUGLAS

Darrell Edward Evans

TIMOTHY BEALS PANTHER

Kathleen Suzanne Schwartz

BECKY SUE LYNCH

Other Offices

MML INVESTORS SERVICES, LLC · Hagerstown, MD

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · HAGERSTOWN, MD

LPL FINANCIAL LLC · HAGERSTOWN, MD

AMERIPRISE FINANCIAL SERVICES, LLC · Hagerstown, MD

STATE FARM INVESTMENT MANAGEMENT CORP. · Hagerstown, MD

EDWARD JONES · HAGERSTOWN, MD

CALTON & ASSOCIATES, INC. · Hagerstown, MD

LEGACY INVESTMENT STRATEGIES, LLC · Hagerstown, MD

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