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9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-06-03 |
Branch Locations
807-A Camarillo Springs Rd., Camarillo, CA 93012 • United States
9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States
Winnetka, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial West Group | Westlake Village | CA | 08/2015 | 08/2017 |
| Western International Securities, Inc. | Pasadena | CA | 08/2017 | 05/2022 |
| Mutual Advisors, Llc. | Omaha | NE | 05/2022 | Present |
| Mutual Securities, Inc. | Camarillo | CA | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-01-31 |
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