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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-02-05 |
| MD | RA | APPROVED | 2009-03-13 |
Branch Locations
1906 Towne Centre Blvd Suite 375, Bldg #4, Annapolis, MD 21401-3686 • United States
Annapolis, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Annapolis | MD | 03/2009 | Present |
COLLEGE SOUTHERN MD, LA PLATA, MD, COMMUNITY COLLEGE, INVESTMENT RELATED BUSINESS, YES, TEACH CLASS, INVESTMENTS/RETIREMENT PLANNING, ADULT EDUCATION (NON CREDIT) INSTRUCTER, 100% EDUCATION, NO SALES, SELF, OR COMPANY PROMOTION, FEB. 2007, 6 HOURS/MONTH, THREE TIMES A YEAR, NO TIME DURING BUSINESS HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 1995-05-19 |
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