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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-06-22 |
| TX | RA | APPROVED | 2017-02-13 |
| RI | RA | APPROVED | 2017-02-06 |
Branch Locations
3400 Pawtucket Ave Ci Relationship Management, Riverside, RI 02915 • United States
North Attleboro, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lincoln | RI | 10/2009 | Present |
I*896261 Entity Type: For Profit Name of outside business organization: Danforth Apiary Investment related: No Address of business: North Attleborough, Massachusetts, 02760 Position, title, association: Owner Start date of relationship: 7/1/2022 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Beekeeper and selling honey from my hives I*3353265 Entity Type: For Profit Name of OBA: F. R. and Celtic Clan Address: Weymouth, Massachusetts, 2188 Investment Related: No Position, Title, Association: Other Employee Start Date: 01/16/2026 Number of Hours: 8, Monthly Number of Hours during trading: 0 Duties: Irish band playing locally in Boston Gigs on Fri/Sat night, generally once a month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 2008-02-25 |
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