Tony Edward Dubose

Employer firm

Modern Wealth Management, LLC CRD 324624

$10.9B regulatory AUM 5 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1997 → 03/2026
  Lpl Financial, Llc
  Plantation, FL
• 06/2014 → Present
  Lwm Advisory Services, Llc
  Plantation, FL
• 05/1997 → Present
  Legacy Wealth Management Inc
  Plantation, FL
• 03/2026 → Present
  Modern Wealth Management, Llc
  Plantation, ID

Previous Registrations

• 2014-07-30 → 2026-08-31
  Lwm Advisory Services, Llc
  Plantation, FL
• 1997-05-01 → 2025-12-08
  Lpl Financial Llc
  Plantation, FL
  Miami, FL
  Plantation, FL
  Aventura, FL

Other Businesses

1.09/18/2014 - Real Estate Rental - Investment Related - Lake Placid, FL - Start Date: 02/01/2002 - 2 Hour/Month - 0 Hours During Trading 2.05/03/2016 - Real Estate Rental - Investment Related - At Reported Business Location(s) - Start Date: 01/01/2002 - 1 Hour/Month - 1 Hours During Trading 3.11/28/2017 - LWMFS, LLC - Aircraft Ownership & Lease - Not Inv Related - Pompano airpark - Start Date: 06/01/2017 - 3 Hour/Month - 0 Hours During Trading 4.05/07/2021 - LWM, LLC - Personal entity to manage boat - Lighthouse Point, FL - Not Inv Related - Start Date: 06/01/2021 - 5 Hour/Month - 0 Hours During Trading 5.01/20/2023 - Contract Commercial Pilot - Outside/W-2 Employment - Not Inv Related - Fort Lauderdale, FL - Start date: 01/03/2023 - - 5 Hour/Month - 0 Hours During Trading 6.02/03/2025 - SVER LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Start Date: 01/23/2025 - 0 Hour/Month - 0 Hours During Trading. 7.06/24/2011 - Executor for Sonja Koppenwallner Not Inv Related - Start Date: 06/24/2011 0 Hour/Month - 0 Hours During Trading 8. LWM Advisory Services LLC - Investment related- 3901 NE 31st Ave Lighthouse Point, FL 33064 - Holdings - Owner/Partner - a partnership holding certain advisors equity allocation and membership interests in MWH Holdco I, LLC through the sale of certain assets to Modern Wealth - Starte Date: 03/20/2026 - 0 hours during trading 9. Licensed Insurance Agent - Investment related - 1250 S Pine Island Road Suite 350 Plantation, FL 33324 - Insurance sales - Consultant/Advisor - Life, Health , Variable Life and Annuity placement with prospects and clients as required iin the clients best interest - Start Date: 03/20/2026 - 1-2 hours a month during trading hours 10. NSU Ocean Advisory Board - Not Investment Related - 3300 S. University Drive Fort Lauderdale, Florida 33328 - hub for marine research - Board member/ Director - Non-Profit Chairman - Start Date: 04/01/2026 - 2-5 hours per month on weekends

Exams

• S63 Uniform Securities Agent State Law Examination
  1995-05-12

Other Names

• Tony E Dubose