Michael Ray Lee

Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2022 → Present
  World Financial Group, Inc.
  Plano, TX
• 10/2005 → Present
  Farming
  Booker, TX
• 01/2012 → Present
  Transamerica Financial Advisors, Inc
  Plano, TX
• 07/2013 → Present
  Midstates Petroleum
  Houston, TX
• 02/2017 → 05/2017
  Spearman Independent School District
  Spearman, TX
• 06/2017 → 12/2018
  Higgins Isd
  Higgins, TX
• 05/2018 → 07/2023
  Texas Association Of Rural Schools
  San Saba, TX
• 04/2020 → 06/2020
  Brooker Independent School District
  Booker, TX
• 09/2020 → 03/2022
  Debtmerica
  Santa Ana, CA
• 02/2022 → 06/2022
  Plemons -Stinnett-Phillips Cisd
  Stinnett, TX
• 06/2023 → Present
  Booker Isd
  Booker, TX

Previous Registrations

• 2011-04-19 → 2012-01-06
  Investment Advisors International, Inc.
  Plano, TX

Other Businesses

"Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc." Family Farm; Investment Related: No; Address: Box 516 Booker, Tx 79005; Nature Of Business: Farming; Position: Owner; Start Date: 10/2005; No. Of Hours/Month: After Hours; No. Of Hours During Securities Trading Hours: After Hours; Duties: Oversee Operations Of Farm; MIDSTATES PETROLIUM LLC; NOT INVESTMENT RELATED; 4400 POST OAK PARKWAY, STE 1900, HOUSTON TX 77027; OIL AND GAS PRODUCTION; ROYALTY OWNER; 7/2013; 0 HRS/MONTH; NO RESPONSIBILITIES BOOKER ISD POSITION: Superintendent NATURE: Public Education INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 8 START DATE: 06/12/2023 ADDRESS: 600 S Main Street, Booker TX 79005, United States DESCRIPTION: I oversee the daily operations the daily of Booker ISD. This includes: overseeing the budget, staff members and students for a small, rural school district.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-03-17
• S63 Uniform Securities Agent State Law Examination
  2006-03-22

Other Names

• Michael Lee