Ronald Scott Schwertfeger

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

• INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1993 → Present
  Northwestern Mutual Life Ins. Co.
  Milwaukee, WI
• 03/1995 → Present
  Northwestern Mutual Investment Services, Llc
  Milwaukee, WI
• 10/2013 → Present
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 18% OWNER, NORTH PLACID TWIN LAKE COTTAGE LLC, 1430 COUNTY HWY F, MINOCQUA, , WISCONSIN, 54538, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 7/17/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LIMITED MEMBER 3. 33% OWNER, RMSMSS, LLC, 9707 E MOUNTAIN VIEW, SCOTTSDALE, , ARIZONA, 85258, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 11/28/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MINE ARE NONE, MY BROTHER(EXECUTOR OF TRUST) CAN RENT UNIT, investment related 4. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES, OR INSURANCE BROKERAGE AGENCIES, NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, MEDICARE, ANNUITY, DISABILITY AND/ OR LONG TERM CARE INSURANCE PRODUCTS, NON INVESTMENT RELATED 5. OWNER, NM65250 LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 04/22/2026, HOURS PER MONTH: 80+, : LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.

Exams

• S66 Uniform Combined State Law Examination
  2006-12-22
• S63 Uniform Securities Agent State Law Examination
  1998-11-24

Other Names

• R Scott Schwertfeger