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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2002-04-08
  • WI RA
    APPROVED
    Since 2002-04-08

Branch Locations

316 E Silver Spring Dr Ste 300, Whitefish Bay, WI 53217 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Ins. Co. Milwaukee WI 07/1993 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 03/1995 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 10/2013 Present
  • 07/1993 → Present
    Northwestern Mutual Life Ins. Co.
    Milwaukee, WI
  • 03/1995 → Present
    Milwaukee, WI
  • 10/2013 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 18% OWNER, NORTH PLACID TWIN LAKE COTTAGE LLC, 1430 COUNTY HWY F, MINOCQUA, , WISCONSIN, 54538, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 7/17/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LIMITED MEMBER 3. 33% OWNER, RMSMSS, LLC, 9707 E MOUNTAIN VIEW, SCOTTSDALE, , ARIZONA, 85258, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 11/28/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MINE ARE NONE, MY BROTHER(EXECUTOR OF TRUST) CAN RENT UNIT, investment related 4. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES, OR INSURANCE BROKERAGE AGENCIES, NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, MEDICARE, ANNUITY, DISABILITY AND/ OR LONG TERM CARE INSURANCE PRODUCTS, NON INVESTMENT RELATED 5. OWNER, NM65250 LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 04/22/2026, HOURS PER MONTH: 80+, : LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-22
S63 Uniform Securities Agent State Law Examination 1998-11-24
  • S66 Uniform Combined State Law Examination
    2006-12-22
  • S63 Uniform Securities Agent State Law Examination
    1998-11-24
Other Names
  • R Scott Schwertfeger

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