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4 Campus Drive, Parsippany, NJ 07054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-01-13 |
Branch Locations
4121 Carmichael Road Suite 305, Montgomery, AL 36106 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Montgomery | AL | 06/2011 | 01/2025 |
| Raymond James Financial Services Advisers Inc. | Montgomery | AL | 07/2011 | 01/2025 |
| Music Garden | Montgomery | AL | 07/2011 | 01/2025 |
| Parsons Broach, Llc | Montgomery | AL | 06/2011 | Present |
| Carolyn Hansen Rev Trust | Montgomery | AL | 08/2016 | 01/2025 |
| Michael S Hansen Trust | Montgomery | AL | 08/2016 | 01/2025 |
| Summit Financial Dba Parsons Broach Financial Services | Montgomery | AL | 01/2025 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 04/2025 | 05/2025 |
1.) Summit Financial DBA Parsons Broach Financial Services. Investment Related. At Registered Location. RIA. IAR. 1/2025. 160. 160. Provide Advice to Clients. 2.) Fixed Insurance. Investment Related. At Registered Location. Fixed/Traditional Insurance. Agent. 3/2025. 1. 1. Provide Insurance Advice Based on Needs of Client(s). 3.) Self Employed - Music Artist and Booking Agent. Not Investment Related. 3569 Lockwood Lane Montgomery AL, 3611. Artist Booking Agent. Self Employed.1/2000. 10. 0. Play in Band as well As book Bands. 4.) Trail of Legends, DBA River Region Mountain Bike Aliance. Not Investment Related. PO Box 1101 Wetumpka AL, 36092. Non-Profit. Board Member. 1/2019. 5. 0. Non-Profit that Maintains a Local Mountain Biking and Hiking Trail. 5.) Parson Broach, LLC. Not Investment Related. At Registered Location. Operating LLC/Supporting Company. Owner. 2/2011. 20. 5. The Business Operating Entity, Managing Overall Finances of the LLC. Bills, Employee Payroll, Technology, Health Ins, etc.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-09-18 |
| S63 | Uniform Securities Agent State Law Examination | 1995-06-13 |
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