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Lynda Anne Hiller

Rbc Capital Markets, LLC

Annapolis, MD

Annapolis, MD

CRD 2599869

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2007-11-26
  • MD RA
    APPROVED
    Since 2007-11-26

Branch Locations

1906 Towne Centre Blvd Suite 375, Bldg #4, Annapolis, MD 21401-3686 • United States

Annapolis, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Annapolis MD 03/2008 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Annapolis, MD
Previous Registrations
  • 2005-06-30 → 2007-11-30
    Truist Investment Services, Inc.
    Annapolis, MD
    Washington, DC
    Washington, DC
  • 2003-07-29 → 2005-06-30
    Truist Securities, Inc.
    Washington, DC
  • 2000-08-06 → 2003-05-28
    Morgan Stanley Dw Inc.
    Annapolis, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-01-19
  • S66 Uniform Combined State Law Examination
    2000-01-19
Other Names
  • Lynda A Hiller
  • Lynda A Wynne

View on SEC IAPD

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