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James Gilbert Carroll

Equitable Advisors, LLC

Roanoke, VA

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-05-22
  • VA RA
    APPROVED
    Since 2024-05-22

Branch Locations

2408 Electric Rd 2Nd Floor, Roanoke, VA 24018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services, Inc Atlanta GA 11/2014 10/2019
Suntrust Advisory Services, Inc Atlanta GA 09/2016 02/2021
Suntrust Investment Services, Inc Atlanta GA 10/2019 02/2021
Truist Investment Services, Inc. Roanoke VA 02/2021 05/2024
Truist Advisory Services, Inc. Roanoke VA 02/2021 05/2024
Equitable Advisors, Llc New York NY 05/2024 Present
  • 11/2014 → 10/2019
    Suntrust Investment Services, Inc
    Atlanta, GA
  • 09/2016 → 02/2021
    Suntrust Advisory Services, Inc
    Atlanta, GA
  • 10/2019 → 02/2021
    Suntrust Investment Services, Inc
    Atlanta, GA
  • 02/2021 → 05/2024
    Truist Investment Services, Inc.
    Roanoke, VA
  • 02/2021 → 05/2024
    Roanoke, VA
  • 05/2024 → Present
    New York, NY
Previous Registrations
  • 2016-09-21 → 2024-05-28
    Roanoke, VA
    Lynchburg, VA
    Lynchburg, VA
    Roanoke, VA
    Roanoke, VA
    Roanoke, VA
    Roanoke, VA
    South Boston, VA
    Vinton, VA
    Roanoke, VA
  • 2014-11-17 → 2016-12-31
    Truist Investment Services, Inc.
    Roanoke, VA
    Boston, MA
    Lexington, VA
    Roanoke, VA
    Lynchburg, VA
    Roanoke, VA
    Roanoke, VA
    Lynchburg, VA
    Roanoke, VA
    South Boston, VA
    Roanoke, VA
    Vinton, VA
    Roanoke, VA
    Charleston, WV
    Reston, VA
    Roanoke, VA
  • 2013-05-15 → 2014-07-10
    Charlotte, NC
  • 2012-03-13 → 2013-03-12
    Austin, TX
    Austin, TX
    New York, NY
    Houston, TX
  • 2010-03-29 → 2012-01-17
    Austin, TX
  • 2009-09-18 → 2010-03-09
    New England Securities
    Austin, TX
  • 2003-01-06 → 2009-05-13
    South Burlington, VT
    Rutland, VT
    New York, NY
Other Businesses

1) FINRA ARBITRATOR ROANOKE, VA, ARBITRATOR, MEMBER, START DATE: 5/23/24, 1 HR PER MO; 2) OUTSIDE INSURANCE BROKERAGE, ALLIANZ, AMERICAN GENERAL, BRIGHTHOUSE(METLIFE), CMFG LIFE INS CO, DELAWARE LIFE, EAGLE LIFE INS CO, FORTITUDE, JACKSON NATIONAL, LINCOLN LIFE, MEMBERS LIFE INS CO, MIDLAND NATIONAL LIFE INS CO, NEW YORK LIFE, PACIFIC LIFE, PRUDENTIAL, SYMETRA; 3) USING JAMES.CARROLL@STARCITYPW.COM TO CONDUCT EQUITABLE BUSINESS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-24
  • S66 Uniform Combined State Law Examination
    2002-12-24
Other Names
  • Jim Carroll

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