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David M Mattick

Charles Schwab & Co., Inc.

Indianapolis, IN

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2015-12-02
  • IN RA
    APPROVED
    Since 2015-12-02

Branch Locations

8332 Woodfield Crossing Blvd, Indianapolis, IN 46240-2482 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Indianapolis IN 10/2005 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-02
S63 Uniform Securities Agent State Law Examination 2006-01-10
  • S66 Uniform Combined State Law Examination
    2015-12-02
  • S63 Uniform Securities Agent State Law Examination
    2006-01-10
Other Names
  • David Matthew Mattick

View on SEC IAPD

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