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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-05-20 |
Branch Locations
1 Blue Hill Plaza, 7Th Floor Suite 4373, Pearl River, NY 10965 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Paramus | NJ | 05/2006 | 05/2022 |
| Cetera Investment Services Llc | St. Cloud | MN | 05/2024 | Present |
| Cetera Investment Advisors Llc | Pearl River | NY | 05/2024 | Present |
| Lube It All Inc | Blauvelt | NY | 06/2022 | 05/2024 |
1. DELO AUTOMOTIVE SERVICE DBA LUBE IT ALL, 100% OWNER OF OIL CHANGE AND PREVENTIVE MAINTENANCE BUSINESS, 2/HRS/WK; 2 LUBE IT ALL INC, 100% OWNER OF OIL CHANGE AND PREVENTIVE MAINTENANCE BUSINESS, 2/HRS/WK 3. JPDFFAB INC DBA LEXINGTON GRILLE AND PUB, 100% OWNER, BUSINESS IS CLOSED AND IN THE PROCESS OF BEING DISOLVED
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-07-21 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-07 |
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