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1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-17 |
| AK | RA | APPROVED | 2011-06-01 |
| WA | RA | APPROVED | 2010-06-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Empirical Wealth Management | Portland | OR | 06/2006 | Present |
| Empirical Financial Services | Seattle | WA | 04/2010 | Present |
KEN IS AN INVESTOR IN RENTAL PROPERTIES THROUGH A PRIVATE LLC, WK PROPERTIES. HE SPENDS LESS THAN 2% OF HIS TIME ON THIS VENTURE AND NEVER DURING TRADING HOUR. KEN IS THE CEO AND HEAD OF THE INVESTMENT COMMITTEE FOR EMPIRICAL FINANCIAL SERVICES, A NEWLY FORMED COMPANY WHICH WILL OFFER INVESTMENT SERVICES TO CLIENTS IN THE STATE OF WASHINGTON.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-08-02 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-21 |
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