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One West Exchange Street Suite 3202, Providence, RI 02903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-04-23 |
| RI | RA | APPROVED | 2018-07-18 |
Branch Locations
One West Exchange Street Suite 3202, Providence, RI 02903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Whalerock Point Partners, Llc | Providence | RI | 01/2016 | 06/2018 |
| Canton Hathaway Llc | Providence | RI | 07/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-01-24 |
| S63 | Uniform Securities Agent State Law Examination | 1995-04-24 |
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