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Christopher Joseph Estevez

Oppenheimer & Co. Inc.

Red Bank, NJ

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2020-04-08
  • NJ RA
    APPROVED
    Since 2020-04-08

Branch Locations

3 Harding Road, Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Llc Shrewbury NJ 03/2008 03/2020
City National Bank Red Bank NJ 08/2017 03/2020
Oppenheimer & Co Inc Red Bank NJ 04/2020 Present
Previous Registrations
  • 2004-01-30 → 2020-03-19
    Rbc Capital Markets, Llc
    Red Bank, NJ
    Shrewbury, NJ
  • 2002-06-20 → 2004-02-02
    Morgan Stanley Dw Inc.
    Short Hills, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-03-01
S63 Uniform Securities Agent State Law Examination 2000-02-25
  • S65 Uniform Investment Adviser Law Examination
    2000-03-01
  • S63 Uniform Securities Agent State Law Examination
    2000-02-25
Designations

View on SEC IAPD

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CLEAR WAVE WEALTH MANAGEMENT, LLC · RED BANK, NJ
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HARTSHORNE GROUP, LLC · RED BANK, NJ
WBI INVESTMENTS, LLC · RED BANK, NJ
PRINCETON CAPITAL MANAGEMENT LLC · RED BANK, NJ
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