Christopher Joseph Estevez

Employer firm

Oppenheimer & Co. Inc. CRD 249

$36.7B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2008 → 03/2020
  Rbc Capital Markets Llc
  Shrewbury, NJ
• 08/2017 → 03/2020
  City National Bank
  Red Bank, NJ
• 04/2020 → Present
  Oppenheimer & Co Inc
  Red Bank, NJ

Previous Registrations

• 2004-01-30 → 2020-03-19
  Rbc Capital Markets, Llc
  Red Bank, NJ
  Shrewbury, NJ
• 2002-06-20 → 2004-02-02
  Morgan Stanley Dw Inc.
  Short Hills, NJ

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-03-01
• S63 Uniform Securities Agent State Law Examination
  2000-02-25

Designations

• Certified Financial Planner