Scott Christopher Winters

Current Employers

Employment History

• 02/2007 → 11/2017
  Eqis Holding, Inc
  San Rafael, CA
• 12/2017 → 12/2019
  Presidential Brokerage Inc
  Greenwood Village, CO
• 12/2019 → 09/2021
  Forta Financial Group, Inc.
  Greenwood Village, CO
• 09/2021 → Present
  Financial Gravity Family Office Services, Inc.
  Lakeway, TX
• 02/2018 → 09/2021
  Forta Financial Group, Inc
  Lakeway, TX

Previous Registrations

• 2018-12-19 → 2021-09-21
  Forta Financial Group, Inc.
  Tiburon, CA
  Greenwood Village, CO
  San Francisco, CA
  Austin, TX
  Austin, TX
• 2003-05-13 → 2006-08-01
  Freedom Investment Management, Inc.
  Oakbrook Terrace, IL

Other Businesses

Good To Growing a non-investment related company as the CEO creating the strategic view of the company. Located at 59 TreeHaven Court, Austin, TX.78738. Dedicating 40 hours per month, 10 hours during trading hours. Scott Winters is an Investment Advisor Representative of Financial Gravity Family Office Services, Inc. ("Advisor") and is also an owner of Financial Gravity Companies, Inc. ("FGCO"), the parent company of the Advisor and Financial Gravity Asset Management, Inc. ("FGAM") and Financial Gravity Enhanced Markets, LLC ("FGEM") offer partner programs, tax planning, wealth and risk management, and business consulting solutions, as well as financial advisory services. FGCO serves customers in the United States. FGCO is the parent company of Financial Gravity Asset Management, Inc. ("FGAM") a turnkey asset management program ("TAMP") that some clients of the Advisor will be referred to for management of the assets in the portfolio. This presents a conflict of interest. A conflict of interest exists because the owners of the Advisor are also the owners of FGCO. As such, he will receive compensation from both entities for the services provided to clients. Therefore, there is an advantage for the Advisor to refer clients to FG Asset Management for the additional compensation he will receive. Clients of the Advisors always have the right to accept or refuse the recommendation of the Advisor. In recommending an investment advisor to clients, the Investment Advisor Representatives of the Advisor will always act in the client's best interest under his fiduciary duty. Scott Winters is the CEO and board member for Financial Gravity Companies, a publicly traded financial services company since July 2019. He spends approximately 100 hours/month on this activity. Financial Gravity Enhanced Markets, LLC, an investment related company as an Independent Agent since 09/09/2021. located at 2501 Ranch Road S 620, Suite 110 Austin, TX 78734. Licensed and registered to sell life, accident, and other lines of insurance for Financial Gravity Enhanced Markets, LLC. dedicating approximately 5% of his time on insurance-related activities. Conflict of interest due to additional compensation on these products.

Exams

• S63 Uniform Securities Agent State Law Examination
  2018-01-19
• S65 Uniform Investment Adviser Law Examination
  2017-11-17

Other Names

• Scott Winters