Daryl Robert Ellis

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1994 → Present
  New York Life Ins Co
  Baton Rouge, LA
• 03/1995 → Present
  Nylife Securities Inc.
  Baton Rouge, LA
• 07/2002 → Present
  Ellis Insurance & Financial Group
  Baton Rouge, LA
• 07/2006 → Present
  Eagle Strategies Llc
  Baton Rouge, LA
• 07/2026 → Present
  Advantaged Assets L.L.C.
  Baton Rouge, LA

Other Businesses

[APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; INSURANCE BROKER; INVESTMENT RELATED; START DATE 3/2006] [ DBA "ELLIS INSURANCE & FINANCIAL GROUP" TO MARKET FINANCIAL PRODUCTS; INVESTMENT RELated; start date 7/2002] [Ellis2 LLC ;purchase a building that serves as our detached office-rent the building from the LLC. ; 8280 YMCA Plaza Drive, Bldg 1 - Baton Rouge, LA 70810; Start Date 11/2009; Role/Title: Owner; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF ADVANTAGED ASSETS L.L.C. FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; (ASSOCIATE); (BATON ROUGE, LA); START DATE: 07/2026]

Exams

• S66 Uniform Combined State Law Examination
  2001-05-18
• S63 Uniform Securities Agent State Law Examination
  1995-04-10

Designations

• Certified Financial Planner