Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-16
GA RA APPROVED 2008-01-01
  • TX RA
    APPROVED
    Since 2025-07-16
  • GA RA
    APPROVED
    Since 2008-01-01

Branch Locations

600 Spring St Se, Gainesville, GA 30501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Braselton GA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Braselton GA 11/2016 Present
Previous Registrations
  • 2003-05-06 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Gainesville, GA
    St. Louis, MO
    Braselton, GA
Other Businesses

HARMONY HALL BAPTIST CHURCH, INVT RELATED, GAINESVILLE, GA, FINANCE COMMITTEE MEMBER, START DATE 9/12/2022, 1 HR PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, VOTE ON STAFF SALARIES, BUDGET RECOMMENDATIONS AND CAPITAL COST.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-04-21
  • S63 Uniform Securities Agent State Law Examination
    1995-04-21
Designations
Other Names
  • Lance Carpenter

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Gainesville, GA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor