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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-23 |
| IL | RA | APPROVED | 2004-03-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Finacial Network | Waltham | MA | 03/2004 | Present |
| The Financial Center, Inc. Of Illinois | Fairbury | IL | 03/2004 | Present |
1. Fixed insurance sales; as of 2004; 5% of time spent during business hours; Conducted at branch location; Investment related. 2. Legalshield; Associate; Offering Pre-Paid Legal Services And Identity Theft Solutions; as of 05/2007, Conducted From Branch Location; Non-Investment Related. 3. Owner And Landlord Of Three Separate Plots Of Farmland; 0% of time spent during business hours, Not Investment Related; Not At Branch Location. 4. Rental Property Duplex; Owner; Located in Fairbury, IL, as of 2011, 1% of time spent during business hours, Not Investment Related; Not Performed At Branch
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 1995-04-25 |
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