Best Investors
Account
Sign in
Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2014-01-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of Pontiac | Fairbury | IL | 06/1993 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 05/2005 | Present |
| Cetera Investment Advisers Llc | Fairbury | IL | 01/2014 | Present |
1. TRUST OFFICER AND MEMBER OF INVESTMENT COMMITTEE OF BANK OF PONTIAC. DOES NOT MAKE ANY INVESTMENTS DECISIONS, OR PLACE TRADES AND WILL ABSTAIN FROM VOTING IN INVESTMENT COMMITTEE. 2. INDIAN CREEK GOLF AND COUNTRY CLUB, GIFT COMMITTEE MEMBER, PROMOTE GIFTS, MEMORIALS AND BEQUESTS FROM MEMBERS AND THE COMMUNITY TO BENEFIT CLUB 3. CLUB MEMBER OF ROTARY CLUB OF FAIRBURY. SERVICE CLUB, 1 HOUR PER WEEK, NO COMPENSATIONS. SOME CLUB MEMBERS AT CLUB MAY ALSO BE CLIENTS, BUT INTERACTION IS STRICTLY CLUB RELATED. 4. President of Foundation and member of investment committee for Prairie Lands Foundation. Preside and schedule monthly board meetings and an annual governing board meeting. Attend investment committee meetings twice a year to review portfolio. Investment committee provides instructions to Cetera Investment Services representative to make recommendations, provides information on the investments, but abstains from voting.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-06-28 |
Reach out to this advisor