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Current Employers
Capstone Wealth Management Corp.

5120 S. Lakeland Drive Suite 1, Lakeland, FL 33813 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-01-29
  • WI RA
    APPROVED
    Since 2024-01-29

Branch Locations

5120 S. Lakeland Drive Suite 1, Lakeland, FL 33813 • United States

Baraboo, WI • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Capstone Wealth Management Corp Baraboo WI 04/2013 Present
Previous Registrations
  • 2012-05-10 → 2012-06-21
    Praire Du Sac, WI
  • 2007-01-17 → 2012-06-12
    Brookstone Securities, Inc.
    Praire Du Sac, WI
    Palm Harbor, FL
    Lakeland, FL
    Praire Du Sac, WI
    Lakeland, FL
  • 2002-11-05 → 2003-04-21
    Gunnallen Financial, Inc
    Springhille, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-05-23
S63 Uniform Securities Agent State Law Examination 1995-08-04
  • S65 Uniform Investment Adviser Law Examination
    2011-05-23
  • S63 Uniform Securities Agent State Law Examination
    1995-08-04

View on SEC IAPD

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