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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2024-10-11 |
| TX | RA | APPROVED_RES | 2011-12-16 |
| KS | RA | APPROVED | 2009-10-23 |
| MO | RA | APPROVED | 2009-10-23 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Kansas City | MO | 10/2009 | Present |
| Bank Of America, N.A. | Kansas City | MO | 11/2009 | Present |
I*119909 For profit or not for profit: For-Profit Organization Name of outside business organization: Severin Farm Investment related: N Address of business: Hecla, South Dakota 57445 Nature of business: S-Corp, Position, title, association: Family Held, Start date of relationship: 8/1/2009 Number of hours devoted: 3 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Assistant Secretary/Treasurer I*2026445, Entity Type Fiduciary , Name of OBA: JS Irrv Tr 02092024 Address: Kansas City, Missouri, 64112 Investment Related: Yes Position, Title, Association: Trustee Employee Start Date: 02-Oct-2024 No Hours: 1 Monthly No Hours during trading: 1 Monthly Duties: I*2053257, Entity Type Fiduciary, Name of OBA: L S TTEE U/A DTD 05/28/1999 BY J F S Address: Na, Missouri, 64112 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 18-Oct-2024 No Hours: 0 No Hours during trading: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 1995-04-28 |
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