Best Investors
Account
Sign in
Best Investors
Account
Sign in
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-10-23 |
| MO | RA | APPROVED | 2020-10-22 |
Branch Locations
2021 S. Lindbergh Blvd. 3Rd Floor, Frontenac, MO 63131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America,N.A. | Ladue | MO | 06/2011 | 10/2020 |
| Stifel Nicolaus & Co Inc | Frontenac | MO | 10/2020 | Present |
1. Investments and Wealth Institute; 5619 DTC Parkway, STE 600, Greenwood, CO 80111; CIMA, CPWA and RMA certifications along with industry news and publications; RMA Commission; Help shape the RMA exam and future of the designation; 01/04/2023; 10 Hours per Year; During securities trading hours; Investment-Related. 2. Investments & Wealth Institute; 5619 DTC Parkway, STE 600 Greenwood Village CO 80111; Committed to unifying members, staff, leadership, educators, and advocates in elevating financial advice profession; Ethics Committee; Review applications for CIMA, CPWA, or RMA certification. Hearing panel for existing members; 02/03/2025; 4 hrs/quarter; During securities trading hours; Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-24 |
Reach out to this advisor