James William Ronn

Employer firm

Greater Midwest Financial Group, LLC CRD 324387

$589M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → Present
  Kestra Advisory Services, Llc
  St. Paul, MN
• 05/2015 → Present
  Kestra Investment Services, Llc
  St. Paul, MN
• 01/2023 → Present
  Greater Midwest Financial Group, Llc
  St. Paul, MN

Previous Registrations

• 2016-04-21 → 2023-05-01
  Kestra Advisory Services, Llc
  St. Paul, MN
• 2015-05-29 → 2016-09-22
  Kestra Investment Services, Llc
  St. Paul, MN
  Austin, TX
• 2014-01-21 → 2015-06-04
  Lpl Financial Llc
  Golden Valley, MN
  St. Paul, MN
  St Paul, MN

Other Businesses

Business Name: Greater Midwest Financial Group LLC Investment Related: Yes Address: 3222 Rice Street St. Paul MN 55126 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC Position, Title, or Relationship: President Start Date 3/1/1995 Hours per month: 100% + (More than 160 hours) Hours per month during trading hours: 21% - 30% (29 - 42 hours) Duties: Advisor/Relationship Manager, Client Service Manager, Investment Comm. Member, Supervisor Business Name: JB Financial LLC Investment Related: No Address: 3222 Rice Street St. Paul MN 55126 Nature of Business: Real Estate Position, Title or Relationship: Co-Owner Start Date: 2/10/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Co-Owner Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: Comprehensive Benefits Investment Related: Yes Address: 4105 Lexington Ave. N. #201 St. Paul MN 55126 Nature of Business: Insurance Position, Title or Relationship: Send them health insurance business and receive commission. Start Date: 1/1/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: NA Business Name: McVDB Investment Related: No Address: 3222 Rice Street St. Paul MN 55126 Nature of Business: Real Estate Position, Title or Relationship: Partner Start Date: 8/15/2000 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Partner Business Name: GREATER MIDWEST FINANCIAL GROUP, LLC POSITION: CEO NATURE: Investment advisory services through an independent outside RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 10 START DATE: 11/09/2022 ADDRESS: 3222 Rice Street, St. Paul MN 55126 DESCRIPTION: I will serve clients as an IAR and participate in corporate governance and operations.

Exams

• S63 Uniform Securities Agent State Law Examination
  1995-04-10

Designations

• Certified Financial Planner

Other Names

• Jim Ronn