Ralph Sadler Powell

Current Employers

Employment History

• 06/2023 → 09/2023
  Mml Investors Services Llc
  Raleigh, NC
• 06/2023 → 08/2023
  Massmutual Life Insurance Co
  Raleigh, NC
• 09/2023 → Present
  Vanderbilt Financial Group.
  Woodbury, NY
• 04/2002 → 06/2023
  First Citizens Investor Services, Inc.
  Raleigh, NC

Previous Registrations

• 2023-06-26 → 2023-10-09
  Mml Investors Services, Llc
  Raleigh, NC
• 2001-07-03 → 2023-06-05
  First Citizens Investor Services, Inc.
  Charlotte, NC
  Raleigh, NC
  Raleigh, NC
  Raleigh, NC
  Raleigh, NC
  Columbia, SC
  Rogers, AR

Other Businesses

1) Pow-Wow Real Estate Holding LLC. Not investment related. Start date: 04/01/2021. Address: 709 N. Madison Steet, Whiteville NC, 28472. Title: Member. Duties: I am member with my 5 other siblings. Time spent during regular hours: 0%. 2) Pow-Wow Investments. Not investment related. Start date: 07/22/2009. Address: 709 N. Madison Steet, Whiteville NC, 28472. Title: Member. Duties: I am a member of this LLC with my 5 siblings but we are in the final stages of terminating this LLC since the assets have been distributed. Time spent during regular hours: 0%. 3) The Walter H. Powell Sr. Family Farms, LLC. Not investment related. Start date: 02/02/2017. Address: 709 N. Madison Street, Whiteville NC, 28472. Title: Member. Duties: This LLC holds real estate from my grandparents so I own this LLC with my 5 siblings, 12 cousins, and Aunt. Time spent during regular hours: 0%. 4) Lake Farm Properties, LLC. Not investment related. Start date: 01/01/2007. Address: 709 N. Madison Street, Whiteville NC, 28472. Title: Member. Duties: This LLC was set up with 4 of my other siblings to hold a piece of property at Lake Waccamaw, NC. Time spent during regular hours: 0%. 5) Atmos Aviation, LLC. Not Investment related. Start date: 09/17/2024. Address: 3101 Birnamwood Rd, Raleigh NC, 27607. Title: Advisor. Duties: Advise as need. Time spent during regular hours: 0%. 6) True Gritt LTD dba Vanderbilt Financial Group. Not investment-related. Start date: 10/13/2023. Address: 125 Froehlich Farm Blvd, Woodbury, NY 11797. Duties: Marketing name/payroll/compensation.

Exams

• S66 Uniform Combined State Law Examination
  2001-06-21
• S63 Uniform Securities Agent State Law Examination
  1995-04-05