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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-03-31
CT RA APPROVED 2017-03-25
TX RA APPROVED_RES 2017-03-25
  • FL RA
    APPROVED
    Since 2021-03-31
  • CT RA
    APPROVED
    Since 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2017-03-25

Branch Locations

6 Corporate Drive, Shelton, CT 06484 • United States

601 Heritage Drive Suite 202, Jupiter, FL 33458 • United States

Trumbull, CT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Trumbull CT 07/2001 03/2017
Mml Investors Services, Llc Shelton CT 03/2017 Present
Massmutual Life Insurance Co Shelton CT 07/2016 Present
  • 07/2001 → 03/2017
    Metlife Securities Inc.
    Trumbull, CT
  • 03/2017 → Present
    Shelton, CT
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Shelton, CT
Previous Registrations
  • 2001-08-15 → 2017-03-25
    Msi Financial Services, Inc.
    Shelton, CT
    Shelton, CT
    Greenwich, CT
Other Businesses

1) NAME: ANDREW J. WIGZELL INV REL: Y ADDR: 6 CORPORATE DRIVE STE 550 SHELTON CT 06484 NATURE: OUTSIDE INSURANCE SALES POSITION: AGENT START: 01/01/2001 NO HRS/MO: 10 NO HRS/MO DUR TRADING: 10 DESCRIBE DUTIES: INDIVIDUAL LIFE, HEALTH, GROUP LIFE, & GROUP HEALTH, FIXED ANNUITIES, LTC, AND DISABILITY. 2) NAME: AJW HOLDCO, LLC INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: FOR PASS THROUGH COMPENSATION POSITION: MEMBER START DATE: 01/01/2026 NO. HR/MO: 40 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: TO RECEIVE WMS PAYMENTS 3) NAME: BP MVOS, LLC INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: LLC POSITION: MEMBER START DATE: 01/01/2026 NO. HR/MO: 20 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: TO RECEIVE EXPENSE PAYMENTS FROM TEAM MEMBERS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-08-21
  • S66 Uniform Combined State Law Examination
    2000-08-21
Designations

View on SEC IAPD

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