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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2023-02-01 |
| TX | RA | APPROVED_RES | 2023-01-31 |
Branch Locations
2660 Eastchase Lane Lakeview Center, Suite 400, Montgomery, AL 36117 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Montgomery | AL | 03/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Montgomery | AL | 11/2016 | 01/2023 |
| Stifel, Nicolaus & Company, Incorporated | Montgomery | AL | 01/2023 | Present |
1. Bell Road YMCA; 2435 Bell Rd, Montgomery, AL 36117; Provide family friendly atmosphere to participate in sports such as football, basketball, soccer, swimming and workout; Member of Board of Directors; Meet about 9 times/yr for 1.5hr board meeting to discuss YMCA business; 01/24/2003; 16 Hours per Year; During securities trading hours; Not Investment-Related. 2. Todd Meadows Family LLC; 99 S Farm View Lane, Pike Rpad, AL 36064; Farming Operation-Leasing land for raising cattle and for mining metallurgical; Manager; Make business and investment decisions. Handle day to day operation including paying bills and handling the taxes; 01/02/2015; 2 Hours per Month; During securities trading hours; Investment-Related. 3. First Baptist Church Foundation; 305 Perry Street, Montgomery, AL 36104; Formed to manage gifts made to First Baptist Church during life and by will by members of the church; Member of the Board of Directors; Meet quarterly for 1hr during lunch to discuss business of the foundation including who and how to distribute funds to; 11/06/2017; 5 Hours per Year; During securities trading hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-04-10 |
| S63 | Uniform Securities Agent State Law Examination | 1995-03-24 |
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