Best Investors Account Sign in
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-05-10
AL RA APPROVED 2013-02-13
  • TX RA
    APPROVED_RES
    Since 2013-05-10
  • AL RA
    APPROVED
    Since 2013-02-13

Branch Locations

2900 Highway 280 Suite 100, Birmingham, AL 35223 • United States

Birmingham, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Birmingham AL 02/2013 Present
Previous Registrations
  • 2006-01-05 → 2013-02-13
    Morgan Keegan & Company, Llc
    Birmingham, AL
    Birmingham, AL
Other Businesses

(1)Name of Business: Charles R. and Sandra G. Henry Foundation Address: 2900 Highway 280: Suite 100, Birmingham, AL, 35223, United States Activity Type: Non profit Position/Title: Officer - Treasurer Investment Related: Yes Start Date: 09/24/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Charles R. and Sandra G. Henry Foundation is my parents Foundation. This Foundation provides approximately $15,000 a year in college scholarships to military veterans. I am the Treasurer of the Foundation and Financial Advisor for RJ account [REDACTED].

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-04
  • S66 Uniform Combined State Law Examination
    2006-01-04

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Birmingham, AL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor