Charles Robert Carroll

Employer firm

Tfo Family Office Partners CRD 159440

$5.04B regulatory AUM 14 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2011 → Present
  Tfo Family Office Partners Formerly Tfo Phoenix, Inc.
  Phoenix, AZ
• 01/2022 → Present
  Tfo Family Office Partners Formerly Tfo Phoenix, Inc.
  Phoenix, AZ

Previous Registrations

• 2008-02-21 → 2011-11-30
  Gfo Advisory Services, Llc
  Greenwich, CT
• 2005-11-14 → 2008-05-01
  Inlign Wealth Management, Llc
  Phoenix, AZ

Other Businesses

(1) TFO-TDC, LLC - Registered Investment Advisor - Investment Related - 1440 Arrowhead Dr, Maumee, OH 43537-4016 -Provide investment related consulting services - Consultant - 11/14/2014 to Present - Less than five hours a month the majority during securities trading hours. (2) for TRAHealth, Inc. dba Latitude Food Allergy Care, not investment related, start date 4/2018, health care services, 570 Price Avenue, Redwood City, CA 94063, investor and member of the Advisory Board, provides guidance on corporate research, product development and marketing activities, 0 Hours per month during business hours. (3) Journal of Wealth Management - Investment Related - 41 Madison Avenue, New York, NY 10010 - The Journal of Wealth Management (JWM) is the only peer-reviewed journal devoted exclusively to original research and practical guidance for high-net-worth investors and family offices. JWM addresses the investment concerns of wealthy families and keeps practitioners abreast of the latest investment strategies in private asset management - Member of the Editorial Board - Since July 2021 - 1 to 5 hours per month devoted to this business, all during business hours - Review and comment on papers authors submit to the journal. (4) Sunburst Union Terrace LLC, Not Investment-related. 10553 E Meadowhill Drive, Scottsdale, AZ 85255; Nature of business - Holding company to receive partnership distributions and / or capital. Position held - Co-Manager; Start date-8/28/2025; Hours worked per month - 0; Hours worked during security trading hours - 0.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-02-24

Designations

• Chartered Financial Analyst

Other Names

• Charles Carroll
• Chuck R. Carroll
• Chuck Carroll