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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2009-03-13 |
Branch Locations
40 South Potomac Street Suite 300, Hagerstown, MD 21740-5757 • United States
Myersville, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Chesapeake Bay Seafood House | Frederick | MD | 05/1991 | Present |
| Rbc Capital Markets, Llc | Hagerstown | MD | 03/2009 | Present |
(1) NAME OF ENTITY: Howard & Anne Kaylor Charitable Foundation ADDRESS: 2209 Cross Country Boulevard, Baltimore, Maryland, 21209 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: 04/03/2025 CAPACITY: Board of Directors DUTIES: Meet with other directors/trustees several times a year to discuss how monies that have been earned in the Foundation account will be disbursed to various nonprofits within our community. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours (2) NAME OF ENTITY: Ron and Dottie Engle Scholarship Fund Inc ADDRESS: 204 Linden Boulevard Middletown Maryland 21769 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: Jun 05, 2026 CAPACITY: Board of Directors DUTIES: I have been asked to serve as a board member alongside Mrs. Dorothy Engle for The Ron and Dottie Engle Scholarship Fund Inc. this board would collect and review scholarship applicants in the Spring time once the scholarship applicants have been selected we would present the scholarship(s) at the annual award ceremony at Middletown High School the week before graduation. In addition, the proper tax filing would have to be submitted each year on behalf of the scholarship fund to maintain the proper non profit status. HOURS DEVOTED PER MONTH: 10-21 per year HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-05-05 |
| S63 | Uniform Securities Agent State Law Examination | 1995-06-02 |
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