John William Kennelly

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2010 → 05/2020
  Sagepoint Financial Advisors
  Scotch Plains, NJ
• 05/2020 → Present
  Lpl Financial Llc
  Pearl River, NY

Previous Registrations

• 2010-07-15 → 2020-05-11
  Osaic Services, Inc.
  Pearl River, NY
  Scotch Plains, NJ
• 2009-05-02 → 2010-05-06
  Chase Investment Services Corp.
  Wayne, NJ
  Wayne, NJ
  Wyckoff, NJ
• 2006-10-10 → 2009-05-02
  Wamu Investments, Inc.
  Wayne, NJ
• 2004-10-20 → 2005-11-02
  Banc Of America Investment Services, Inc.
  Hackensack, NJ
• 2004-08-30 → 2004-10-20
  Quick & Reilly, Inc.
  Hackensack, NJ

Other Businesses

1)5/7/2020- Non-Variable Insurance- Agent selling fixed insurance- Inv. Related- Pear River, NY -start date 5/1/1997-1hr/mth

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-08-27
• S63 Uniform Securities Agent State Law Examination
  1999-12-23

Designations

• Personal Financial Specialist