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John William Kennelly

LPl Financial LLC

Pearl River, NY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-03
NJ RA APPROVED 2020-05-08
  • NY RA
    APPROVED
    Since 2021-08-03
  • NJ RA
    APPROVED
    Since 2020-05-08

Branch Locations

275 North Middletown Rd Ste 2C, Pearl River, NY 10965 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sagepoint Financial Advisors Scotch Plains NJ 07/2010 05/2020
Lpl Financial Llc Pearl River NY 05/2020 Present
  • 07/2010 → 05/2020
    Sagepoint Financial Advisors
    Scotch Plains, NJ
  • 05/2020 → Present
    Lpl Financial Llc
    Pearl River, NY
Previous Registrations
  • 2010-07-15 → 2020-05-11
    Osaic Services, Inc.
    Pearl River, NY
    Scotch Plains, NJ
  • 2009-05-02 → 2010-05-06
    Chase Investment Services Corp.
    Wayne, NJ
    Wayne, NJ
    Wyckoff, NJ
  • 2006-10-10 → 2009-05-02
    Wamu Investments, Inc.
    Wayne, NJ
  • 2004-10-20 → 2005-11-02
    Banc Of America Investment Services, Inc.
    Hackensack, NJ
  • 2004-08-30 → 2004-10-20
    Quick & Reilly, Inc.
    Hackensack, NJ
Other Businesses

1)5/7/2020- Non-Variable Insurance- Agent selling fixed insurance- Inv. Related- Pear River, NY -start date 5/1/1997-1hr/mth

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-08-27
S63 Uniform Securities Agent State Law Examination 1999-12-23
  • S65 Uniform Investment Adviser Law Examination
    2004-08-27
  • S63 Uniform Securities Agent State Law Examination
    1999-12-23
Designations

View on SEC IAPD

Other Firms

HIGHTOWER ADVISORS, LLC
KEY INVESTMENT SERVICES LLC
OSAIC WEALTH, INC.
J.P. MORGAN SECURITIES LLC
CSENGE ADVISORY GROUP, LLC
HUDSON COMPANIES
WESTMORE ASSET MANAGEMENT
HAIDAR CAPITAL MANAGEMENT LLC

Other Investors

THOMAS MICHAEL MINGONE
JENNIFER LYNN SCHNALZER
CHRISTINE J HYLA
Grady Kerr Powers
WILLIAM EDWARD GALVIN
JOSEPH EDMONDSON
JOHN FRANCIS GALVIN
THOMAS FOX

Other Offices

HIGHTOWER ADVISORS, LLC · Pearl River, NY
KEY INVESTMENT SERVICES LLC · PEARL RIVER, NY
OSAIC WEALTH, INC. · PEARL RIVER, NY
J.P. MORGAN SECURITIES LLC · PEARL RIVER, NY
CSENGE ADVISORY GROUP, LLC · PEARL RIVER, NY
HUDSON COMPANIES · PEARL RIVER, NY
WESTMORE ASSET MANAGEMENT · PEARL RIVER, NY
HAIDAR CAPITAL MANAGEMENT LLC · PEARL RIVER, NY

More in Pearl River, NY

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