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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-04-02 |
| WY | RA | APPROVED | 2025-10-13 |
| VT | RA | APPROVED | 2025-04-24 |
| IL | RA | APPROVED | 2025-01-28 |
| AZ | RA | APPROVED | 2024-08-09 |
| MI | RA | APPROVED | 2024-08-09 |
| PA | RA | APPROVED | 2024-08-08 |
| MA | RA | APPROVED | 2021-08-31 |
| NC | RA | APPROVED | 2021-04-26 |
| NY | RA | APPROVED | 2021-04-16 |
| WI | RA | APPROVED | 2020-09-14 |
| TX | RA | APPROVED_RES | 2020-06-17 |
| CT | RA | APPROVED | 2020-06-03 |
| NJ | RA | APPROVED | 2019-10-22 |
| MD | RA | APPROVED | 2017-09-19 |
| CO | RA | APPROVED | 2015-06-24 |
| FL | RA | APPROVED | 2015-02-16 |
| SC | RA | APPROVED | 2015-01-09 |
| CA | RA | APPROVED | 2014-05-09 |
Branch Locations
1075 Route 112, Port Jefferson Station, NY 11776 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | Jericho | NY | 11/2014 | 03/2018 |
| Park Avenue Securities Llc | Jericho | NY | 11/2014 | 03/2018 |
| Guardian Life Insurance | Miller Place | NY | 03/2018 | 06/2019 |
| Park Avenue Securities | Miller Place | NY | 03/2018 | 06/2019 |
| Park Avenue Securities | Port Jefferson Station | NY | 06/2019 | Present |
| Guardian Life Insurance | Port Jefferson Station | NY | 06/2019 | Present |
1. Capital Management Advisory Group Corp-The sale of other fixed life products other than Guardian. Start: 04/01/2012, Address: 37 Grasslands Cir. Mount Sinai, NY 11766, 4 bus hrs per month, Not investment related, 2) Spetro LLC-LLC which owns property rented through Air BNB/VRBO, Start: 01/01/2024, Address: 1719 Bayhead Ct Catawba, NC 28609, 2 total hours per month; 0 hour during securities trading hours, Investment related, No annual compensation, 3) SPOSPO3 LLC-The purpose of the LLC is for Real Estate Ownership (Commercial Building), Start: 12/27/2024, Address: 1075 NY-112, Port Jefferson Station, NY 11776, 1 total hours per month; 1 hour during securities trading hours, Investment related, No annual compensation, 4) Friends of Karen-advisory board, Nature of Business: Local Charity, Start date: 01/01/2005, Address: 1 Perry Street Port Jefferson Station, NY 11776, Duties: advisory board/steering committee, 1 total hours per month; 1 during securities trading hours, Not investment related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-05-05 |
| S65 | Uniform Investment Adviser Law Examination | 1999-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 1995-03-08 |
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