Steffan Hagendorf

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2010 → 09/2022
  Wells Fargo Advisors Financial Network Llc
  Hauppauge, NY
• 09/2022 → Present
  Kestra Investment Services, Llc
  St. James, NY
• 09/2022 → Present
  Kestra Advisory Services, Llc
  St. James, NY

Previous Registrations

• 2010-03-18 → 2022-09-28
  Wells Fargo Advisors Financial Network, Llc
  Hauppauge, NY
• 2007-05-29 → 2010-04-01
  Citigroup Global Markets Inc.
  Plainview, NY
  Plainview, NY
  Smithtown, NY
• 2004-11-09 → 2007-05-29
  Citicorp Investment Services
  Smithtown, NY
  Smithtown, NY

Other Businesses

Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 170 SECURITIES TRADING HOURS: 120 START DATE: 09/27/2022 ADDRESS: 5707 SW PARKWAY, BLDG #2; SUITE 400, AUSTIN TX 78735 DESCRIPTION: INVESTMENT SERVICES, FINANCIAL PLANNING Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/26/2022 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: HAGENDORF & HAVELL WEALTH MANAGEMENT & WEALTH AUDITS POSITION: Financial Advisor NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/26/2025 ADDRESS: 1303 Main Street, PORT JEFFERSON NY 11777, United States DESCRIPTION: Helps individuals, businesses, and institutions grow, manage, and protect their money through professional financial services.

Exams

• S66 Uniform Combined State Law Examination
  2000-03-21

Other Names

• Steffan Hasso Hagendorf