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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-09-26
  • NY RA
    APPROVED
    Since 2022-09-26

Branch Locations

5225-43 Nesconset Highway Building 8, Port Jefferson, NY 11776 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Hauppauge NY 03/2010 09/2022
Kestra Investment Services, Llc St. James NY 09/2022 Present
Kestra Advisory Services, Llc St. James NY 09/2022 Present
Previous Registrations
Other Businesses

Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 170 SECURITIES TRADING HOURS: 120 START DATE: 09/27/2022 ADDRESS: 5707 SW PARKWAY, BLDG #2; SUITE 400, AUSTIN TX 78735 DESCRIPTION: INVESTMENT SERVICES, FINANCIAL PLANNING Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/26/2022 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: HAGENDORF & HAVELL WEALTH MANAGEMENT & WEALTH AUDITS POSITION: Financial Advisor NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/26/2025 ADDRESS: 1303 Main Street, PORT JEFFERSON NY 11777, United States DESCRIPTION: Helps individuals, businesses, and institutions grow, manage, and protect their money through professional financial services.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-03-21
  • S66 Uniform Combined State Law Examination
    2000-03-21
Other Names
  • Steffan Hasso Hagendorf

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