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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-09-26 |
Branch Locations
5225-43 Nesconset Highway Building 8, Port Jefferson, NY 11776 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Hauppauge | NY | 03/2010 | 09/2022 |
| Kestra Investment Services, Llc | St. James | NY | 09/2022 | Present |
| Kestra Advisory Services, Llc | St. James | NY | 09/2022 | Present |
Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 170 SECURITIES TRADING HOURS: 120 START DATE: 09/27/2022 ADDRESS: 5707 SW PARKWAY, BLDG #2; SUITE 400, AUSTIN TX 78735 DESCRIPTION: INVESTMENT SERVICES, FINANCIAL PLANNING Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/26/2022 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: HAGENDORF & HAVELL WEALTH MANAGEMENT & WEALTH AUDITS POSITION: Financial Advisor NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/26/2025 ADDRESS: 1303 Main Street, PORT JEFFERSON NY 11777, United States DESCRIPTION: Helps individuals, businesses, and institutions grow, manage, and protect their money through professional financial services.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-03-21 |
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