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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2021-10-13
  • MA RA
    APPROVED
    Since 2021-10-13

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Jamaica Plain, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United Retirement Plan Consultants Dublin OH 07/2016 08/2017
Unemployed Boston MA 09/2017 04/2018
Woodland Golf Club Newton MA 05/2018 Present
Citizens Securities Inc. Boston MA 06/2018 12/2019
Massmutual Springfield MA 12/2019 Present
Mml Distributors, Llc Jamaica Plain MA 01/2020 Present
Gwfs Equities, Inc. Braintree MA 01/2021 Present
  • 07/2016 → 08/2017
    United Retirement Plan Consultants
    Dublin, OH
  • 09/2017 → 04/2018
    Unemployed
    Boston, MA
  • 05/2018 → Present
    Woodland Golf Club
    Newton, MA
  • 06/2018 → 12/2019
    Boston, MA
  • 12/2019 → Present
    Massmutual
    Springfield, MA
  • 01/2020 → Present
    Mml Distributors, Llc
    Jamaica Plain, MA
  • 01/2021 → Present
    Gwfs Equities, Inc.
    Braintree, MA
Previous Registrations
Other Businesses

NAME: Woodland Golf Club INV REL: N ADD: 1897 Washington St, Auburndale, MA 02466 NATURE: Golf course POSITION: Greens Crew START DATE: 05/2018 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: I work on weekend morning - cutting greens, ETC

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-12
S63 Uniform Securities Agent State Law Examination 1995-10-05
  • S66 Uniform Combined State Law Examination
    2018-07-12
  • S63 Uniform Securities Agent State Law Examination
    1995-10-05

View on SEC IAPD

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