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Almerine Stout

Ubs Financial Services Inc.

Louisville, KY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2004-01-08
  • KY RA
    APPROVED
    Since 2004-01-08

Branch Locations

500 North Hurstbourne Suite 300, Louisville, KY 40222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Louisville KY 07/2013 Present
Other Businesses

KIM'S DANCE STUDIO; 4300 Outer Loop, Suite 12, Louisville, KY 40219; Teaching beginner ballroom dance lessons; 1/25/2009; Business hours per month: 6

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-08-20
S63 Uniform Securities Agent State Law Examination 1996-03-28
  • S65 Uniform Investment Adviser Law Examination
    1997-08-20
  • S63 Uniform Securities Agent State Law Examination
    1996-03-28
Other Names
  • Al Stout

View on SEC IAPD

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