Best Investors Account Sign in

Clarence Michael Hughes

Ubs Financial Services Inc.

Albuquerque, NM

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-03-29
NM RA APPROVED 2019-12-09
  • TX RA
    APPROVED
    Since 2021-03-29
  • NM RA
    APPROVED
    Since 2019-12-09

Branch Locations

2155 Louisiana Blvd Northeast Suite10000, Albuquerque, NM 87110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Na Albuquerque NM 09/2016 11/2019
Ubs Financial Services, Inc. Albuquerque NM 11/2019 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-13
S63 Uniform Securities Agent State Law Examination 1995-04-28
S65 Uniform Investment Adviser Law Examination 1995-04-28
  • S66 Uniform Combined State Law Examination
    2019-12-13
  • S63 Uniform Securities Agent State Law Examination
    1995-04-28
  • S65 Uniform Investment Adviser Law Examination
    1995-04-28
Other Names
  • Michael Clarence Hughes
  • Michael Hughes
  • Clarence Michael Hughes
  • Clarence Hughes

View on SEC IAPD

Other Firms

AAN WEALTH ADVISORS LLC
DXD CAPITAL
ALLWORTH FINANCIAL, L.P.
EDWARD JONES
ZANETTI FINANCIAL, LLC
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
AMERIPRISE FINANCIAL SERVICES, LLC
LPL FINANCIAL LLC

Other Investors

SUSAN MARIE MORRISON
DONALD AUSTIN MCDANIEL
KIRK RANDOLPH HUDSON
MATTHEW DAVID KELLER
Michelle Lea Phillips
Matthew John Ports
Jean-Marc D Grindatto
GREGORY JOSEPH ZANETTI

Other Offices

AAN WEALTH ADVISORS LLC · Albuquerque, NM
DXD CAPITAL · ALBUQUERQUE, NM
ALLWORTH FINANCIAL, L.P. · ALBUQUERQUE, NM
EDWARD JONES · ALBUQUERQUE, NM
ZANETTI FINANCIAL, LLC · ALBUQUERQUE, NM
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER · ALBUQUERQUE, NM
AMERIPRISE FINANCIAL SERVICES, LLC · ALBUQUERQUE, NM
LPL FINANCIAL LLC · ALBUQUERQUE, NM

More in Albuquerque, NM

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor