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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2017-11-20
TX RA APPROVED 2017-11-20
  • IL RA
    APPROVED
    Since 2017-11-20
  • TX RA
    APPROVED
    Since 2017-11-20

Branch Locations

1504 West6 Deyoung Street, Marion, IL 62959 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.J.B. Hilliard, W.L. Lyons, Inc. Carmi IL 02/1995 11/2017
Raymond James Financial Services, Inc. Marion IL 11/2017 Present
Raymond James Financial Services Advisors Inc. Marion IL 11/2017 Present
Marion Unit #2 Schools Marion IL 11/2017 Present
Arcadia Wealth Group Llc Marion IL 11/2017 10/2020
  • 02/1995 → 11/2017
    J.J.B. Hilliard, W.L. Lyons, Inc.
    Carmi, IL
  • 11/2017 → Present
    Raymond James Financial Services, Inc.
    Marion, IL
  • 11/2017 → Present
    Marion, IL
  • 11/2017 → Present
    Marion Unit #2 Schools
    Marion, IL
  • 11/2017 → 10/2020
    Arcadia Wealth Group Llc
    Marion, IL
Previous Registrations
  • 2003-05-19 → 2017-12-14
    J.J.B. Hilliard, W.L. Lyons, Llc
    Marion, IL
Other Businesses

(1)Name of Business: Arcadia Wealth Group LLC Address: 200 Tower Square Plz, Marion, IL, 62959, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 11/20/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Owner (2)Name of Business: Cedar Post LLC Address: 21 Cedar Post Road, Santa Rosa Beach, FL, 32459, United States Activity Type: Agriculture/Farming Position/Title: Owner/Proprietor Investment Related: No Start Date: 03/15/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Manage and operate and develop rural land for farming, timber and alternative energy purposes. (3)Name of Business: First Southern Bancshares Inc Address: 102 Airway Dr., Marion, IL, 62959, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Director Investment Related: Yes Start Date: 04/23/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Provide guidance to executives of the bank

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-01-31
S63 Uniform Securities Agent State Law Examination 1995-04-13
  • S65 Uniform Investment Adviser Law Examination
    1998-01-31
  • S63 Uniform Securities Agent State Law Examination
    1995-04-13

View on SEC IAPD

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