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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-01-03
TX RA APPROVED_RES 2017-02-01
IL RA APPROVED 2000-05-26
  • FL RA
    APPROVED
    Since 2018-01-03
  • TX RA
    APPROVED_RES
    Since 2017-02-01
  • IL RA
    APPROVED
    Since 2000-05-26

Branch Locations

4617 North Prospect Road, Peoria Heights, IL 61616 • United States

Dunlap, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Incorporated Peoria IL 02/1995 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-01-15
S63 Uniform Securities Agent State Law Examination 1995-03-30
  • S65 Uniform Investment Adviser Law Examination
    1998-01-15
  • S63 Uniform Securities Agent State Law Examination
    1995-03-30

View on SEC IAPD

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