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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-09-17
TX RA APPROVED 2011-04-21
  • FL RA
    APPROVED
    Since 2018-09-17
  • TX RA
    APPROVED
    Since 2011-04-21

Branch Locations

550 Bailey Avenue Suite 700, Fort Worth, TX 76107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Fort Worth TX 04/2011 Present
  • 04/2011 → Present
    Robert W. Baird & Co.
    Fort Worth, TX
Previous Registrations
  • 2008-01-01 → 2011-04-25
    Fort Worth, TX
  • 2007-03-05 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Albuquerque, NM
    St. Louis, MO
    Fort Worth, TX
Other Businesses

Name/Address: David Michael Adams Trustee Waco TX 76710 Start Date: 3/18/11 Hours Spent: 0-2 hours/month Hours Spent During Trading: Zero Role/Responsibility: Trustee Jacob Ratliff 2011 Rev Tr Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-02
S63 Uniform Securities Agent State Law Examination 1995-05-09
  • S66 Uniform Combined State Law Examination
    2007-03-02
  • S63 Uniform Securities Agent State Law Examination
    1995-05-09
Other Names
  • David M Adams
  • Mike Adams

View on SEC IAPD

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