Best Investors Account Sign in
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2007-08-08
KY RA APPROVED 2007-04-13
  • TX RA
    APPROVED_RES
    Since 2007-08-08
  • KY RA
    APPROVED
    Since 2007-04-13

Branch Locations

1600 Carter Avenue, Ashland, KY 41101 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Ashland KY 03/2007 Present
Lightning Properties Llc Ashland KY 01/2007 Present
  • 03/2007 → Present
    Raymond James & Associates
    Ashland, KY
  • 01/2007 → Present
    Lightning Properties Llc
    Ashland, KY
Previous Registrations
Other Businesses

(1)Name of Business: Lightning Properties Llc Address: 1800 Lexington Avenue, Ashland, KY, 41101, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 01/31/2007 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: help approve real estate leasing decisions.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-04-21
S63 Uniform Securities Agent State Law Examination 1995-03-28
  • S65 Uniform Investment Adviser Law Examination
    1995-04-21
  • S63 Uniform Securities Agent State Law Examination
    1995-03-28
Other Names
  • Steven Simmerman

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Ashland, KY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor