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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-02-28
GA RA APPROVED 2012-02-22
  • TX RA
    APPROVED_RES
    Since 2012-02-28
  • GA RA
    APPROVED
    Since 2012-02-22

Branch Locations

200 Stephenson Ave Ste 301, Savannah, GA 31405 • United States

Savannah, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Savannah GA 02/2012 11/2016
Wells Fargo Clearing Services, Llc Savannah GA 11/2016 Present
Previous Registrations
Other Businesses

TWO SMART COOKIES ACQUISITION GROUP, NOT INV RELATED, SAVANNAH, GA, 0% OWNER, SPOUSE OF PARTNER, START: 1/2012, 4 HOURS PER MONTH/0 DURING TRADING, DUTIES: MOVE FURNITURE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-06-01
S63 Uniform Securities Agent State Law Examination 1995-03-20
  • S65 Uniform Investment Adviser Law Examination
    1998-06-01
  • S63 Uniform Securities Agent State Law Examination
    1995-03-20
Other Names
  • Bill Hannan

View on SEC IAPD

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