Walter Stephen Marbert

Current Employers

Richard Young Advisors

205 Hudson Trace, Augusta, GA 30907 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2015-04-23
GA	RA	APPROVED	2003-04-29

TX RA
APPROVED

Since 2015-04-23
GA RA
APPROVED

Since 2003-04-29

Branch Locations

205 Hudson Trace Suite A, Augusta, GA 30907 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Richard Young Associates, Ltd.	Augusta	GA	02/1995	Present

02/1995 → Present

Richard Young Associates, Ltd.

Augusta, GA

Other Businesses

RICHARD YOUNG ASSOCIATES, LTD;REG INVESTMENT ADVISOR; OWNER, PRESIDENT AND REPRESENTIVE - FEE BASED ASSET MANAGEMENT AND FINANCIAL PLANNING; 205 HUDSON TRACE, STE A, AUGUSTA, GA 30907 INSURANCE SALES; INVESTMENT RELATED; GEORGIA; INSURANCE AGENT; 2019; APPROXIMATELY 5% HRS/MONTH DURING TRADING HOURS; SALES OF VARIOUS INSURANCE PRODUCTS.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1995-05-09
S65	Uniform Investment Adviser Law Examination	1995-02-07

S63 Uniform Securities Agent State Law Examination

1995-05-09
S65 Uniform Investment Adviser Law Examination

1995-02-07

Designations

Other Names

Steve Marbert
Walter Marbert

View on SEC IAPD

Current Employers

Richard Young Advisors

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Names

Other Firms

Other Investors

Other Offices

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