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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-03 |
| TX | RA | APPROVED_RES | 2017-03-30 |
| NJ | RA | APPROVED | 2013-10-25 |
Branch Locations
350 Main St Floor 2 , Huntington, NY 11743 • United States
216 Old Country Rd, Floor 02, Mineola, NY 11501 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Mineola | NY | 10/2013 | Present |
| Jpmorgan Chase Bank, N.A. | Mineola | NY | 10/2013 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 1995-05-08 |
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