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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-06-29
  • CT RA
    APPROVED
    Since 2023-06-29

Branch Locations

516 Vauxhall St, New London, CT 06320 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T.M. Burrows Associates, Llc New London CT 01/1999 Present
Thomas M. Burrows Jr. Waterford CT 09/1990 Present
Waterford Youth Sports Counci Waterford CT 03/2010 09/2023
Voya Financial Advisors Waterford CT 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 01/1999 → Present
    T.M. Burrows Associates, Llc
    New London, CT
  • 09/1990 → Present
    Thomas M. Burrows Jr.
    Waterford, CT
  • 03/2010 → 09/2023
    Waterford Youth Sports Counci
    Waterford, CT
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Waterford, CT
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 516 VAUXHALL ST; NEW LONDON; CT; 06320; fixed insurance sales; Independent Insurance Agent; 5/27/2009; 160; 160; sales of fixed insurance products|NAME OF ENTITY:T.M Burrows Associates, LLC.; Yes; 516 VAUXHALL ST. STE 201; NEW LONDON; CT; 06320; FINANCIAL SERVICES/DBA; Owner; 8/1/1999; 130; 120; SALE AND SERVICE FIXED INSURANCE,SECURITIES & INVESTMENT PRODUCTS/ADP RUN SOFWARE FOR PAYROLL SERVICES.|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-11-30
S63 Uniform Securities Agent State Law Examination 1995-07-12
  • S65 Uniform Investment Adviser Law Examination
    2004-11-30
  • S63 Uniform Securities Agent State Law Examination
    1995-07-12
Other Names
  • Thomas Burrows

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