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Robert Cesar Diaz

Edward Jones

Plainview, NY

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-12-14
NY RA APPROVED 2021-06-08
  • TX RA
    APPROVED
    Since 2022-12-14
  • NY RA
    APPROVED
    Since 2021-06-08

Branch Locations

255 Executive Dr Suite 403, Plainview, NY 11803-1718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 05/2000 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-03-29
  • S63 Uniform Securities Agent State Law Examination
    1995-03-29
Designations
Other Names
  • Bob Diaz

View on SEC IAPD

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OSAIC WEALTH, INC.
FINANCIAL BOSS
ARCAP PARTNERS LLC

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LOUIS COSMO CILIBERTI
GEORGE FLURENCE CROWLEY
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Other Offices

J.P. MORGAN SECURITIES LLC · PLAINVIEW, NY
CONCURRENT INVESTMENT ADVISORS, LLC · Plainview, NY
CITIGROUP GLOBAL MARKETS INC. · PLAINVIEW, NY
LPL FINANCIAL LLC · PLAINVIEW, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · Plainview, NY
OSAIC WEALTH, INC. · PLAINVIEW, NY
FINANCIAL BOSS · PLAINVIEW, NY
ARCAP PARTNERS LLC · PLAINVIEW, NY

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