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Current Employers
Saturna Capital Corporation

1300 N State St., Bellingham, WA 98225-4730 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2022-09-30
  • WA RA
    APPROVED
    Since 2022-09-30

Branch Locations

1300 N State St., Bellingham, WA 98225-4730 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Saturna Capital Corporation Bellingham WA 10/2014 Present
Saturna Brokerage Services Bellingham WA 10/2014 Present
Previous Registrations
Other Businesses

01/01/2022 I have been the sole member of Wafra Holdings LLC ("Wafra"), located at 700 North Shore Drive #2 Bellingham, WA 98226. Wafra owns and operates rental properties. I devote four hours per month to this activity, none during securities trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-03
S63 Uniform Securities Agent State Law Examination 1996-08-27
S65 Uniform Investment Adviser Law Examination 1996-08-27
  • S66 Uniform Combined State Law Examination
    2008-01-03
  • S63 Uniform Securities Agent State Law Examination
    1996-08-27
  • S65 Uniform Investment Adviser Law Examination
    1996-08-27
Designations
Other Names
  • Patrick T Drum

View on SEC IAPD

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